Sparks C Todd's Form 4 filing
Triumph Financial, Inc. (TFIN) · filed Sep 30, 2021
- Accession no.
- 0001209191-21-058171
- Filed
- Sep 30, 2021
- Trade date
- Sep 28-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $4.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sparks C ToddCIK 0001621665 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Common Stock | SSaleDisposed | −15,389 | $92.10 | −$1,417,326.9 | 156,730 | Indirect | |
| Sep 29, 2021 | Common Stock | SSaleDisposed | −25,000 | $94.99 | −$2,374,750 | 131,730 | Indirect | |
| Sep 29, 2021 | Common Stock | SSaleDisposed | −9,611 | $92.09 | −$885,076.99 | 122,119 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.