Goldman Sachs & Co. LLC's Form 4 filing
Sterling Check Corp. (STER) · filed Sep 29, 2021
- Accession no.
- 0001209191-21-058130
- Filed
- Sep 29, 2021, 8:47 PM ET
- Trade date
- Sep 23-28, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $7.25K. Open-market sales total $207.1M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldman Sachs & Co. LLCCIK 0000769993 | 10% Owner |
| Goldman Sachs Group IncCIK 0000886982 | 10% Owner |
| Broad Street Principal Investments, L.L.C.CIK 0001575993 | 10% Owner |
| Checkers Control Partnership, L.P.CIK 0001645928 | 10% Owner |
| Broad Street Control Advisors, L.L.C.CIK 0001883665 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | SSaleDisposed | −200 | $28.56 | −$5,712 | 69,556,449 | Indirect | |
| Sep 23, 2021 | Common Stock | PPurchaseAcquired | +200 | $23.00 | +$4,600 | 69,556,649 | Indirect | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −100 | $27.00 | −$2,700 | 69,556,549 | Indirect | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −9,603,419 | $21.56F6,F7 | −$207,049,713.64 | 59,953,130 | Indirect | |
| Sep 28, 2021 | Common Stock | PPurchaseAcquired | +100 | $26.46 | +$2,645.5 | 59,953,230 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Pursuant to an underwriting agreement, dated September 22, 2021 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Common Stock pursuant to the final prospectus dated September 22, 2021, which offering was consummated on September 27, 2021 (the "Offering"), Checkers and BSPI sold in aggregate 9,603,419 shares of Common Stock, consisting of 6,349,076 shares of Common Stock sold by Checkers and 3,254,343 shares of Common Stock sold by BSPI.
Referenced by the price of 1 transaction in Table I.
- F7
Goldman Sachs was one of the underwriters in the Offering. In Table I above, the per share sale price of $21.5625 set forth in the Underwriting Agreement has been rounded to the nearest whole cent.
Referenced by the price of 1 transaction in Table I.