Rhodes Jason P's Form 4 filing
Generation Bio Co. (GBIO) · filed Sep 29, 2021
- Accession no.
- 0001209191-21-058123
- Filed
- Sep 29, 2021
- Trade date
- Sep 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes Jason PCIK 0001577014 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | SSaleDisposed | −51,294 | $25.70F2 | −$1,318,255.8 | 29,645 | Indirect | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −95 | $25.70F2 | −$2,441.5 | 662 | Indirect | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −13,089 | $25.24F5 | −$330,366.36 | 16,556 | Indirect | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −24 | $25.24F5 | −$605.76 | 638 | Indirect | |
| Sep 29, 2021 | Common Stock | SSaleDisposed | −16,556 | $24.59F6 | −$407,112.04 | 0 | Indirect | |
| Sep 29, 2021 | Common Stock | SSaleDisposed | −30 | $24.59F6 | −$737.7 | 608 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $26.07 inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5) and (6).
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.93 to $25.79 inclusive.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.46 to $25.36 inclusive.
Referenced by the price of 2 transactions in Table I.