Arduini Matteo's Form 4 filing
Helios Technologies, Inc. (HLIO) · filed Sep 29, 2021
- Accession no.
- 0001209191-21-058079
- Filed
- Sep 29, 2021
- Trade date
- Sep 28, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $172.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arduini MatteoCIK 0001776741 | Officer (Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Common Stock | MOption exerciseAcquired | +437 | $39.75 | +$17,370.75 | 1,962 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −437 | $87.91 | −$38,416.67 | 1,525 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −1,525 | $87.99 | −$134,184.75 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Common Stock | MOption exerciseDisposed | −437 | $0.00 | $0 | 874 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.