Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Sep 29, 2021
- Accession no.
- 0001209191-21-058076
- Filed
- Sep 29, 2021
- Trade date
- Sep 27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $488.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +2,083 | $5.95 | +$12,393.85 | 6,144 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −57 | $228.12 | −$13,002.84 | 6,087 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −225 | $229.99 | −$51,747.75 | 5,862 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −272 | $231.07 | −$62,851.04 | 5,590 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −318 | $232.00 | −$73,776 | 5,272 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −262 | $233.24 | −$61,108.88 | 5,010 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −217 | $233.87 | −$50,749.79 | 4,793 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −203 | $235.10 | −$47,725.3 | 4,590 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −98 | $236.30 | −$23,157.4 | 4,492 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −57 | $237.29 | −$13,525.53 | 4,435 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −124 | $239.04 | −$29,640.96 | 4,311 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −99 | $240.37 | −$23,796.63 | 4,212 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −56 | $243.98 | −$13,662.88 | 4,156 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −95 | $248.13 | −$23,572.35 | 4,061 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +1,377 | $5.95 | +$8,193.15 | 5,438 | Direct | |
| Sep 27, 2021 | Common Stock | DReturned to the companyDisposed | −36 | $231.04 | −$8,317.44 | 5,402 | Direct | |
| Sep 27, 2021 | Common Stock | FTax withholdingDisposed | −648 | $231.04 | −$149,713.92 | 4,754 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −2,083 | $0.00 | $0 | 50,001 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −1,377 | $0.00 | $0 | 33,051 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.