Trizzino John's Form 4 filing
Novavax Inc (NVAX) · filed Sep 29, 2021
- Accession no.
- 0001209191-21-058075
- Filed
- Sep 29, 2021
- Trade date
- Sep 28, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.57M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trizzino JohnCIK 0001468534 | Officer (EVP, CCO and CBO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Common Stock | MOption exerciseAcquired | +7,501 | $19.08 | +$143,119.08 | 10,047 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −839 | $203.26 | −$170,535.14 | 9,208 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −1,141 | $204.12 | −$232,900.92 | 8,067 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −1,452 | $205.25 | −$298,023 | 6,615 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −990 | $206.30 | −$204,237 | 5,625 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −382 | $207.32 | −$79,196.24 | 5,243 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −312 | $208.46 | −$65,039.52 | 4,931 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −112 | $209.57 | −$23,471.84 | 4,819 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −100 | $211.45 | −$21,145 | 4,719 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −30 | $213.11 | −$6,393.3 | 4,689 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −318 | $214.65 | −$68,258.7 | 4,371 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −247 | $216.21 | −$53,403.87 | 4,124 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −226 | $218.13 | −$49,297.38 | 3,898 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −421 | $219.26 | −$92,308.46 | 3,477 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −49 | $220.22 | −$10,790.78 | 3,428 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −255 | $222.86 | −$56,829.3 | 3,173 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −148 | $224.24 | −$33,187.52 | 3,025 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −323 | $228.25 | −$73,724.75 | 2,702 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −156 | $230.00 | −$35,880 | 2,546 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Common Stock | MOption exerciseDisposed | −7,501 | $0.00 | $0 | 95,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.