Trizzino John's Form 4 filing
Novavax Inc (NVAX) · filed Sep 29, 2021
- Accession no.
- 0001209191-21-058074
- Filed
- Sep 29, 2021
- Trade date
- Sep 27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trizzino JohnCIK 0001468534 | Officer (EVP, CCO and CBO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +7,501 | $19.08 | +$143,119.08 | 10,047 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −314 | $228.69 | −$71,808.66 | 9,733 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −628 | $230.19 | −$144,559.32 | 9,105 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −1,365 | $231.16 | −$315,533.4 | 7,740 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −924 | $231.95 | −$214,321.8 | 6,816 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −1,270 | $233.25 | −$296,227.5 | 5,546 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −849 | $234.37 | −$198,980.13 | 4,697 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −369 | $235.77 | −$86,999.13 | 4,328 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −267 | $236.75 | −$63,212.25 | 4,061 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −100 | $237.58 | −$23,758 | 3,961 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −569 | $239.71 | −$136,394.99 | 3,392 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −114 | $240.60 | −$27,428.4 | 3,278 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −53 | $243.20 | −$12,889.6 | 3,225 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −212 | $244.99 | −$51,937.88 | 3,013 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −100 | $246.49 | −$24,649 | 2,913 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −297 | $248.16 | −$73,703.52 | 2,616 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −70 | $249.04 | −$17,432.8 | 2,546 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −7,501 | $0.00 | $0 | 102,501 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.