Wheeler Scott's Form 4 filing
Thorne Healthtech, Inc. (THRN) · filed Sep 28, 2021
- Accession no.
- 0001209191-21-058009
- Filed
- Sep 28, 2021
- Trade date
- Sep 27, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $20.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wheeler ScottCIK 0001268883 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Class B Common Stock | CConversionDisposed | −33,820 | –F1 | – | 0 | Direct | |
| Sep 27, 2021 | Common Stock | CConversionAcquired | +33,820 | –F1 | – | 33,820 | Direct | |
| Sep 27, 2021 | Common Stock | PPurchaseAcquired | +2,000 | $10.00F2 | +$20,000 | 35,820 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of non-voting Class B Common Stock was automatically converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock (the "IPO").
Referenced by the price of 2 transactions in Table I.
- F2
The shares were purchased through a directed share program in connection with the IPO. The shares were purchased at the IPO price of $10.00 per share.
Referenced by the price of 1 transaction in Table I.