Blavatnik Len's Form 4 filing
Warner Music Group Corp.WMG · filed Sep 28, 2021
- Accession no.
- 0001209191-21-057909
- Filed
- Sep 28, 2021, 4:02 PM ET
- Trade date
- Sep 24, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $102.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blavatnik LenCIK 0001326628 | Director, Other: Affiliate of 10% Owner |
| AIBFF, Inc.CIK 0000877116 | Other: Affiliate of 10% Owner |
| Access Industries Holdings LLCCIK 0001391297 | Other: Affiliate of 10% Owner |
| Access Industries Management, LLCCIK 0001508226 | Other: Affiliate of 10% Owner |
| Access Industries, LLCCIK 0001508227 | Other: Affiliate of 10% Owner |
| Access Industries Core Holdings LLCCIK 0001564326 | Other: Affiliate of 10% Owner |
| AI Entertainment Holdings LLCCIK 0001813621 | 10% Owner |
| Altep 2012 L.P.CIK 0001813892 | Other: Affiliate of 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Class A Common Stock | CConversionAcquired | +2,330,259 | $0.00 | $0 | 2,330,259 | Direct | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −2,330,259 | $43.73 | −$101,902,226.07 | 0 | Direct | |
| Sep 24, 2021 | Class A Common Stock | CConversionAcquired | +9,741 | $0.00 | $0 | 9,741 | Indirect | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −9,741 | $43.73 | −$425,973.93 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.
Referenced by the price of 2 transactions in Table II.