Blavatnik Len's Form 4 filing
Warner Music Group Corp. (WMG) · filed Sep 28, 2021
- Accession no.
- 0001209191-21-057909
- Filed
- Sep 28, 2021, 4:02 PM ET
- Trade date
- Sep 24, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $102.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blavatnik LenCIK 0001326628 | Director, Other: Affiliate of 10% Owner |
| AIBFF, Inc.CIK 0000877116 | Other: Affiliate of 10% Owner |
| Access Industries Holdings LLCCIK 0001391297 | Other: Affiliate of 10% Owner |
| Access Industries Management, LLCCIK 0001508226 | Other: Affiliate of 10% Owner |
| Access Industries, LLCCIK 0001508227 | Other: Affiliate of 10% Owner |
| Access Industries Core Holdings LLCCIK 0001564326 | Other: Affiliate of 10% Owner |
| AI Entertainment Holdings LLCCIK 0001813621 | 10% Owner |
| Altep 2012 L.P.CIK 0001813892 | Other: Affiliate of 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Class A Common Stock | CConversionAcquired | +2,330,259 | $0.00 | $0 | 2,330,259 | Direct | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −2,330,259 | $43.73 | −$101,902,226.07 | 0 | Direct | |
| Sep 24, 2021 | Class A Common Stock | CConversionAcquired | +9,741 | $0.00 | $0 | 9,741 | Indirect | |
| Sep 24, 2021 | Class A Common Stock | SSaleDisposed | −9,741 | $43.73 | −$425,973.93 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Class A Common Stock | CConversionDisposed | −2,330,259 | – | – | 370,058,269 | Direct | |
| Sep 24, 2021 | Class A Common Stock | CConversionDisposed | −9,741 | – | – | 1,592,447 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.