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Page Lawrence's Form 4 filing

Alphabet Inc. (GOOG) · filed Sep 27, 2021

Accession no.
0001209191-21-057746
Filed
Sep 27, 2021
Trade date
Sep 23, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 17 non-derivative transactions and 1 derivative transaction. Open-market sales total $39.3M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Page LawrenceCIK 0001295231Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2021Class A Common StockCConversionAcquired+13,889$0.00$013,889Direct
Sep 23, 2021Class A Common StockSSaleDisposed−300$2,810.37F2−$843,11113,589Direct
Sep 23, 2021Class A Common StockSSaleDisposed−200$2,813.25F3−$562,65013,389Direct
Sep 23, 2021Class A Common StockSSaleDisposed−300$2,818.10F4−$845,43013,089Direct
Sep 23, 2021Class A Common StockSSaleDisposed−500$2,820.12F5−$1,410,06012,589Direct
Sep 23, 2021Class A Common StockSSaleDisposed−262$2,821.23F6−$739,162.2612,327Direct
Sep 23, 2021Class A Common StockSSaleDisposed−300$2,822.27F7−$846,68112,027Direct
Sep 23, 2021Class A Common StockSSaleDisposed−1,700$2,823.33F8−$4,799,66110,327Direct
Sep 23, 2021Class A Common StockSSaleDisposed−1,130$2,824.51F9−$3,191,696.39,197Direct
Sep 23, 2021Class A Common StockSSaleDisposed−700$2,825.39F10−$1,977,7738,497Direct
Sep 23, 2021Class A Common StockSSaleDisposed−900$2,826.80F11−$2,544,1207,597Direct
Sep 23, 2021Class A Common StockSSaleDisposed−2,388$2,827.69F12−$6,752,523.725,209Direct
Sep 23, 2021Class A Common StockSSaleDisposed−2,335$2,828.89F13−$6,605,458.152,874Direct
Sep 23, 2021Class A Common StockSSaleDisposed−1,464$2,829.74F14−$4,142,739.361,410Direct
Sep 23, 2021Class A Common StockSSaleDisposed−700$2,830.80F15−$1,981,560710Direct
Sep 23, 2021Class A Common StockSSaleDisposed−610$2,831.86F16−$1,727,434.6100Direct
Sep 23, 2021Class A Common StockSSaleDisposed−100$2,832.89−$283,2890Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 23, 2021Class A Common StockCConversionDisposed−13,889$0.00$019,744,224Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,810.13 to $2,811.12, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (16) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,813.03 to $2,814.02, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,817.84 to $2,818.83, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,819.77 to $2,820.76, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,820.84 to $2,821.83, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,821.94 to $2,822.93, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,822.95 to $2,823.94, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,824.06 to $2,825.05, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,825.07 to $2,826.06, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,826.18 to $2,827.17, inclusive.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,827.20 to $2,828.19, inclusive.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,828.31 to $2,829.30, inclusive.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,829.33 to $2,830.32, inclusive.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,830.37 to $2,831.36, inclusive.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,831.73 to $2,832.72, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

This Form 4 is one of two Form 4s filed on September 27, 2021 for transactions effected by the Reporting Person on September 23, 2021. All transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)