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Mott David M's Form 4 filing

Novavax Inc (NVAX) · filed Sep 24, 2021

Accession no.
0001209191-21-057658
Filed
Sep 24, 2021
Trade date
Sep 23, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions. Open-market sales total $6.31M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mott David MCIK 0001219871Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2021Common StockSSaleDisposed−5,728$251.32−$1,439,560.9659,233Direct
Sep 23, 2021Common StockSSaleDisposed−7,557$252.56−$1,908,595.9251,676Direct
Sep 23, 2021Common StockSSaleDisposed−7,744$253.46−$1,962,794.2443,932Direct
Sep 23, 2021Common StockSSaleDisposed−2,732$254.46−$695,184.7241,200Direct
Sep 23, 2021Common StockSSaleDisposed−1,200$255.38−$306,45640,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)