Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Sep 24, 2021
- Accession no.
- 0001209191-21-057631
- Filed
- Sep 24, 2021
- Trade date
- Sep 22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $19.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +36,955 | $22.43 | +$828,900.65 | 1,382,955 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +52,582 | $25.87 | +$1,360,296.34 | 1,435,537 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −108,680 | $117.03F3 | −$12,718,820.4 | 1,326,857 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −357 | $117.52F4 | −$41,954.64 | 1,326,500 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −59,900 | $117.03F6 | −$7,010,097 | 3,091,805 | Indirect | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −100 | $117.52 | −$11,752 | 3,091,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −36,955 | $0.00 | $0 | 0 | Direct | |
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −52,582 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $116.52 - $117.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $117.52 - $117.53. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $116.52 - $117.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.