Sparks C Todd's Form 4 filing
Triumph Financial, Inc. (TFIN) · filed Sep 24, 2021
- Accession no.
- 0001209191-21-057564
- Filed
- Sep 24, 2021
- Trade date
- Sep 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $2.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sparks C ToddCIK 0001621665 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | SSaleDisposed | −3,800 | $85.30 | −$324,140 | 218,319 | Indirect | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −21,200 | $85.75 | −$1,817,900 | 197,119 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.