Canty Kevin M.'s Form 4 filing
Ichor Holdings, Ltd. (ICHR) · filed Sep 23, 2021
- Accession no.
- 0001209191-21-057452
- Filed
- Sep 23, 2021
- Trade date
- Sep 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $521.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Canty Kevin M.CIK 0001716168 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Ordinary Shares, par value $0.0001 | MOption exerciseAcquired | +10,000 | $19.77 | +$197,700 | 69,631 | Direct | |
| Sep 21, 2021 | Ordinary Shares, par value $0.0001 | SSaleDisposed | −10,000 | $43.11 | −$431,100 | 59,631 | Direct | |
| Sep 22, 2021 | Ordinary Shares, par value $0.0001 | SSaleDisposed | −2,000 | $45.00 | −$90,000 | 57,631 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Ordinary Shares, par value $0.0001 | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.