Tannenbaum Leonard M's Form 4 filing
Oaktree Specialty Lending Corp (OCSL) · filed Sep 22, 2021
- Accession no.
- 0001209191-21-057341
- Filed
- Sep 22, 2021
- Trade date
- Sep 20, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $29.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tannenbaum Leonard MCIK 0001200461 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | SSaleDisposed | −4,214,368 | $7.10F1 | −$29,922,012.8 | 16,780,963 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 20, 2021, the Reporting Person executed a block trade that was exempt from registration under Rule 144, pursuant to which an aggregate of 4,214,368 shares of the issuer's common stock were sold in a single transaction to an affiliate of the issuer under the terms of the FSC Voting Agreement, at a price of $7.10 per share.
Referenced by the price of 1 transaction in Table I.