Stone William C's Form 4 filing
SS&C Technologies Holdings Inc (SSNC) · filed Sep 22, 2021
- Accession no.
- 0001209191-21-057306
- Filed
- Sep 22, 2021
- Trade date
- Oct 3, 2011-Sep 21, 2021
- Filing delay
- 3,642 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.3M. It was filed 3642 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone William CCIK 0001032282 | Director, Officer (Chairman of the Board & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +280,000 | $6.74 | +$1,887,200 | 31,741,624 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −280,000 | $68.85 | −$19,278,000 | 31,461,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2011 | Common Stock | MOption exerciseAcquired | +280,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.