Trizzino John's Form 4 filing
Novavax Inc (NVAX) · filed Sep 22, 2021
- Accession no.
- 0001209191-21-057280
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.41M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trizzino JohnCIK 0001468534 | Officer (EVP, CCO and CBO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $19.08 | +$143,100 | 8,218 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −662 | $223.18 | −$147,745.16 | 7,556 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −705 | $224.77 | −$158,462.85 | 6,851 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −1,032 | $225.68 | −$232,901.76 | 5,819 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −1,175 | $226.65 | −$266,313.75 | 4,644 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −578 | $227.87 | −$131,708.86 | 4,066 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −1,307 | $228.72 | −$298,937.04 | 2,759 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −918 | $229.92 | −$211,066.56 | 1,841 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −755 | $230.69 | −$174,170.95 | 1,086 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −256 | $231.90 | −$59,366.4 | 830 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −112 | $232.90 | −$26,084.8 | 718 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $19.08 | +$143,100 | 8,218 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −819 | $223.95 | −$183,415.05 | 7,399 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −1,269 | $224.79 | −$285,258.51 | 6,130 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −1,365 | $226.24 | −$308,817.6 | 4,765 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −585 | $227.09 | −$132,847.65 | 4,180 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −853 | $228.22 | −$194,671.66 | 3,327 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −726 | $229.03 | −$166,275.78 | 2,601 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −1,515 | $230.31 | −$348,919.65 | 1,086 | Direct | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −368 | $231.11 | −$85,048.48 | 718 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 117,502 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 110,002 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.