Wall Tyler's Form 4 filing
Nutanix, Inc. (NTNX) · filed Sep 17, 2021
- Accession no.
- 0001209191-21-056752
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $637.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wall TylerCIK 0001316521 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +18,750 | $0.00 | $0 | 147,085 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +4,688 | $0.00 | $0 | 151,773 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,483 | $0.00 | $0 | 158,256 | Direct | |
| Sep 16, 2021 | Class A Common Stock | SSaleDisposed | −15,282 | $41.74 | −$637,870.68 | 142,974 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 18,750 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −4,688 | $0.00 | $0 | 37,500 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,483 | $0.00 | $0 | 77,797 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.