Griffin James Gerard's Form 4 filing
Zynga Inc (ZNGA) · filed Sep 17, 2021
- Accession no.
- 0001209191-21-056715
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $127.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffin James GerardCIK 0001685979 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +21,788 | –F1 | – | 581,964 | Direct | |
| Sep 15, 2021 | Class A Common Stock | FTax withholdingDisposed | −11,007 | $7.90 | −$86,955.3 | 570,957 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,432 | –F1 | – | 581,389 | Direct | |
| Sep 15, 2021 | Class A Common Stock | FTax withholdingDisposed | −5,270 | $7.90 | −$41,633 | 576,119 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,260 | –F1 | – | 582,379 | Direct | |
| Sep 15, 2021 | Class A Common Stock | FTax withholdingDisposed | −3,163 | $7.90 | −$24,987.7 | 579,216 | Direct | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −15,943 | $8.00 | −$127,544 | 563,273 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −21,788 | $0.00 | $0 | 130,726 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,432 | $0.00 | $0 | 104,320 | Direct | |
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,260 | $0.00 | $0 | 62,591 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
Referenced by the price of 3 transactions in Table I.