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Friedman David A's Form 4 filing

Levi Strauss & Co (LEVI) · filed Sep 17, 2021

Accession no.
0001209191-21-056701
Filed
Sep 17, 2021
Trade date
Sep 15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $660.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Friedman David ACIK 0001768697Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2021Class A Common StockGGiftDisposed−25,000$0.00$095,751Indirect
Sep 15, 2021Class A Common StockGGiftAcquired+25,000$0.00$056,581Direct
Sep 15, 2021Class A Common StockSSaleDisposed−25,000$26.40F3−$660,00031,581Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.11 to $26.58. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)