Tan Lip Bu's Form 4 filing
Cadence Design Systems Inc (CDNS) · filed Sep 17, 2021
- Accession no.
- 0001209191-21-056700
- Filed
- Sep 17, 2021
- Trade date
- Sep 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.33M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tan Lip BuCIK 0001008463 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +50,000 | $17.16 | +$858,000 | 777,145 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −9,600 | $164.64 | −$1,580,544 | 767,545 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −12,838 | $165.88 | −$2,129,567.44 | 754,707 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −7,683 | $167.38 | −$1,285,980.54 | 747,024 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −19,878 | $167.84 | −$3,336,323.52 | 727,145 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 50,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.