Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Sep 17, 2021
- Accession no.
- 0001209191-21-056673
- Filed
- Sep 17, 2021
- Trade date
- Sep 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $271.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +521 | $27.60 | +$14,379.6 | 4,582 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +662 | $46.00 | +$30,452 | 5,244 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −62 | $224.59 | −$13,924.58 | 5,182 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −99 | $225.70 | −$22,344.3 | 5,083 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −204 | $226.66 | −$46,238.64 | 4,879 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −99 | $227.89 | −$22,561.11 | 4,780 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −96 | $228.93 | −$21,977.28 | 4,684 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −152 | $230.10 | −$34,975.2 | 4,532 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −196 | $231.08 | −$45,291.68 | 4,336 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −165 | $232.01 | −$38,281.65 | 4,171 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −65 | $233.02 | −$15,146.3 | 4,106 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −45 | $234.73 | −$10,562.85 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 2,066 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −662 | $0.00 | $0 | 9,930 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.