Reasoner Scott's Form 4 filing
Cloudera, Inc. (CLDR) · filed Sep 16, 2021
- Accession no.
- 0001209191-21-056514
- Filed
- Sep 16, 2021
- Trade date
- Sep 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $228.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reasoner ScottCIK 0001415326 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +3,415 | –F1 | – | 95,614 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +1,138 | –F1 | – | 96,752 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +23,855 | –F1 | – | 120,607 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +8,192 | –F1 | – | 128,799 | Direct | |
| Sep 15, 2021 | Common Stock | FTax withholdingDisposed | −18,149 | $15.93 | −$289,113.57 | 110,650 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −14,321 | $15.92F4 | −$227,990.32 | 96,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −3,415 | $0.00 | $0 | 17,077 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,138 | $0.00 | $0 | 5,693 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −23,855 | $0.00 | $0 | 47,710 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −8,192 | $0.00 | $0 | 73,723 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 4 transactions in Table I.
- F4
Represents the weighted average sales price per share. The shares sold at prices ranging from $15.92 to $15.93 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.