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Hinds Gregory S.'s Form 4/A amendment

Amended

Battalion Oil Corp (BATL) · filed Sep 15, 2021

Accession no.
0001209191-21-056275
Filed
Sep 15, 2021
Trade date
Sep 10, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 14, 2021

This filing lists 1 non-derivative transaction. Open-market purchases total $49.5K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hinds Gregory S.CIK 0001545974Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 10, 2021Common StockPPurchaseAcquired+6,201$7.99F2+$49,545.9911,601Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was inadvertently reported on 9/14/2021 under reporting person Grant Evans. The actual reporting person for this transaction is Gregory Hinds.

F2

The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9652 to $8.00, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)