Sladek Joseph F's Form 4 filing
Sherwin Williams Co (SHW) · filed Sep 15, 2021
- Accession no.
- 0001209191-21-056228
- Filed
- Sep 15, 2021
- Trade date
- Sep 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $130.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sladek Joseph FCIK 0001836407 | Officer (Pres. & GM, Glob. Supply Chain) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | MOption exerciseAcquired | +369 | $67.74 | +$24,996.06 | 369 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseAcquired | +432 | $75.91 | +$32,793.12 | 801 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −432 | $302.32 | −$130,602.24 | 369 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −369 | $0.00 | $0 | 585 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −147 | $0.00 | $0 | 465 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −144 | $0.00 | $0 | 465 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −141 | $0.00 | $0 | 468 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.