Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Sep 15, 2021
- Accession no.
- 0001209191-21-056095
- Filed
- Sep 15, 2021, 7:09 AM ET
- Trade date
- Sep 14, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $346.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +500 | $3.45 | +$1,722.5 | 193,072,194 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +5,825 | $3.45 | +$20,090.43 | 193,078,019 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +21,905 | $3.45 | +$75,572.25 | 193,099,924 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +10,100 | $3.46 | +$34,895.5 | 193,110,024 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +400 | $3.47 | +$1,386 | 193,110,424 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +44,085 | $3.47 | +$152,974.95 | 193,154,509 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +400 | $3.48 | +$1,390 | 193,154,909 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +16,785 | $3.48 | +$58,411.8 | 193,171,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.