Renaud Ronald C JR's Form 4 filing
Translate Bio, Inc. · filed Sep 14, 2021
- Accession no.
- 0001209191-21-056062
- Filed
- Sep 14, 2021
- Trade date
- Sep 14, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $36.3M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Renaud Ronald C JRCIK 0001354434 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | SSaleDisposed | −503,231 | $38.00 | −$19,122,778 | 0 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −409,913 | $38.00 | −$15,576,694 | 0 | Indirect | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −40,909 | $38.00 | −$1,554,542 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | SSaleDisposed | −500,000 | $0.00 | $0 | 0 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −525,000 | $0.00 | $0 | 0 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −325,000 | $0.00 | $0 | 0 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −1,071,009 | $0.00 | $0 | 0 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −89,996 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.