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Formela Jean Francois's Form 4 filing

Translate Bio, Inc. · filed Sep 14, 2021

Accession no.
0001209191-21-056045
Filed
Sep 14, 2021
Trade date
Sep 14, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $78.1M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Formela Jean FrancoisCIK 0001030575Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2021Common StockSSaleDisposed−2,055,063$38.00−$78,092,3940Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 14, 2021Common StockSSaleDisposed−18,900$0.00$00Direct
Sep 14, 2021Common StcokSSaleDisposed−18,900$0.00$00Direct
Sep 14, 2021Common StockSSaleDisposed−20,000$0.00$00Direct
Sep 14, 2021Common StockSSaleDisposed−37,800$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)