Mirro Justin E's Form 4 filing
QuantumScape Corp (QS) · filed Sep 14, 2021
- Accession no.
- 0001209191-21-056001
- Filed
- Sep 14, 2021
- Trade date
- Sep 10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.75M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mirro Justin ECIK 0001641982 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +500,000 | $11.50 | +$5,750,000 | 1,424,898 | Indirect | |
| Sep 10, 2021 | Class A Common Stock | SSaleDisposed | −263,762 | $21.80 | −$5,750,011.6 | 1,161,136 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −500,000 | –F6 | – | 379,357 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020.
Referenced by the price of 1 transaction in Table II.