Lo Andrew Tak Shing's Form 4 filing
Invesco Ltd.IVZ · filed Sep 14, 2021
- Accession no.
- 0001209191-21-055902
- Filed
- Sep 14, 2021
- Trade date
- Sep 13, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $3.74M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lo Andrew Tak ShingCIK 0001407922 | Officer (Senior Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Shares | SSaleDisposed | −150,000 | $24.91F1 | −$3,736,500 | 225,605 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $24.66 to $25.12 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.