Greene Kimberly S,'s Form 4 filing
Southern Co (SO) · filed Sep 10, 2021
- Accession no.
- 0001209191-21-055466
- Filed
- Sep 10, 2021
- Trade date
- Sep 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.29M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Greene Kimberly S,CIK 0001573512 | Officer (Chairman, President & CEO, GAS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Southern Company Common Stock | MOption exerciseAcquired | +17,727 | $41.28 | +$731,770.56 | 103,496 | Direct | |
| Sep 9, 2021 | Southern Company Common Stock | SSaleDisposed | −17,727 | $67.50 | −$1,196,572.5 | 85,769 | Direct | |
| Sep 9, 2021 | Southern Company Common Stock | MOption exerciseAcquired | +16,157 | $46.74 | +$755,178.18 | 101,926 | Direct | |
| Sep 9, 2021 | Southern Company Common Stock | SSaleDisposed | −16,157 | $67.50 | −$1,090,597.5 | 85,769 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Southern Company Common Stock | MOption exerciseDisposed | −16,157 | $0.00 | $0 | 312,956 | Direct | |
| Sep 9, 2021 | Southern Company Common Stock | MOption exerciseDisposed | −17,727 | $0.00 | $0 | 53,182 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.