Whang Jong S's Form 4 filing
Amtech Systems Inc (ASYS) · filed Sep 10, 2021
- Accession no.
- 0001209191-21-055456
- Filed
- Sep 10, 2021
- Trade date
- Sep 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $375.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whang Jong SCIK 0001046064 | Director, Officer (Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Amtech Systems, Inc. $0.01 par value common stock | MOption exerciseAcquired | +36,667 | $7.98 | +$292,602.66 | 107,348 | Direct | |
| Sep 8, 2021 | Amtech Systems, Inc. $0.01 par value common stock | SSaleDisposed | −36,667 | $10.24 | −$375,470.08 | 70,681 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Amtech Systems, Inc. $.01 par value common stock | MOption exerciseDisposed | −36,667 | $7.98 | −$292,602.66 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.