Wallace Mark Kenneth's Form 4 filing
CSX Corp (CSX) · filed Sep 9, 2021
- Accession no.
- 0001209191-21-055318
- Filed
- Sep 9, 2021
- Trade date
- Sep 8, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.10M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Mark KennethCIK 0001662190 | Officer (Executive Vice President - CSX) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | MOption exerciseAcquired | +161,487 | $17.94 | +$2,897,076.78 | 314,766 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −161,487 | $31.60 | −$5,102,989.2 | 153,279 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | MOption exerciseDisposed | −161,487 | $17.94F1 | −$2,897,076.78 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original exercise price of the option was $53.82. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in an adjusted exercise price of $17.94.
Referenced by the price of 1 transaction in Table II.