Themelis Nicholas's Form 4 filing
Marketaxess Holdings Inc (MKTX) · filed Sep 9, 2021
- Accession no.
- 0001209191-21-055277
- Filed
- Sep 9, 2021
- Trade date
- Sep 7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market sales total $923.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Themelis NicholasCIK 0001296468 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −100 | $456.85 | −$45,685 | 13,487 | Direct | |
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −800 | $458.58 | −$366,864 | 12,687 | Direct | |
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −500 | $460.36 | −$230,180 | 12,187 | Direct | |
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −100 | $461.31 | −$46,131 | 12,087 | Direct | |
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −100 | $463.33 | −$46,333 | 11,987 | Direct | |
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −200 | $466.01 | −$93,202 | 11,787 | Direct | |
| Sep 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −200 | $473.40 | −$94,680 | 11,587 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.