Blickensdoerfer Hans-Martin's Form 4 filing
Staar Surgical Co (STAA) · filed Sep 9, 2021
- Accession no.
- 0001209191-21-055273
- Filed
- Sep 9, 2021
- Trade date
- Sep 7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.40M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blickensdoerfer Hans-MartinCIK 0001488891 | Officer (Sr. VP, Comm. Ops, China) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | SSaleDisposed | −11,522 | $157.40F1 | −$1,813,562.8 | 77,200 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +14,031 | $35.98 | +$504,835.38 | 91,231 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +15,100 | $27.53 | +$415,703 | 106,331 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −29,131 | $157.40F2 | −$4,585,219.4 | 77,200 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | MOption exerciseDisposed | −14,031 | $0.00 | $0 | 4,109 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseDisposed | −15,100 | $0.00 | $0 | 16,879 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.40 to $157.45, inclusive.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.40 to $157.46, inclusive.
Referenced by the price of 1 transaction in Table I.