Brown William M's Form 4 filing
L3HARRIS Technologies, Inc. (LHX) · filed Sep 8, 2021
- Accession no.
- 0001209191-21-055217
- Filed
- Sep 8, 2021
- Trade date
- Sep 3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.8M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown William MCIK 0001350633 | Director, Officer (Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Common Stock, Par Value $1.00 | MOption exerciseAcquired | +17,320 | $71.02 | +$1,230,066.4 | 293,776.28 | Direct | |
| Sep 3, 2021 | Common Stock, Par Value $1.00 | SSaleDisposed | −15,370 | $231.92 | −$3,564,610.4 | 278,406.28 | Direct | |
| Sep 3, 2021 | Common Stock, Par Value $1.00 | SSaleDisposed | −1,950 | $232.66 | −$453,687 | 276,456.28 | Direct | |
| Sep 3, 2021 | Common Stock, Par Value $1.00 | SSaleDisposed | −58,805 | $231.89 | −$13,636,291.45 | 217,651.28 | Direct | |
| Sep 3, 2021 | Common Stock, Par Value $1.00 | SSaleDisposed | −9,037 | $232.59 | −$2,101,915.83 | 208,614.28 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Common Stock, Par Value $1.00 | MOption exerciseDisposed | −17,320 | $0.00 | $0 | 120,680 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.