Bonta Diana M's Form 4 filing
American States Water Co (AWR) · filed Sep 8, 2021
- Accession no.
- 0001209191-21-055216
- Filed
- Sep 8, 2021
- Trade date
- Aug 16-Sep 7, 2021
- Filing delay
- 23 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $48.5K. It was filed 23 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bonta Diana MCIK 0001388959 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Shares | AGrant or awardAcquired | +12.58 | $90.51 | +$1,138.62 | 15,722.16 | Direct | |
| Sep 7, 2021 | Common Shares | SSaleDisposed | −518 | $93.63 | −$48,500.34 | 15,204.16 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.