Fowden Jeremy S G's Form 4 filing
Primo Water Corp (PRMW) · filed Sep 7, 2021
- Accession no.
- 0001209191-21-055019
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.05M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fowden Jeremy S GCIK 0001287961 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Shares | MOption exerciseAcquired | +49,816 | $11.22 | +$558,935.52 | 1,409,106 | Direct | |
| Sep 2, 2021 | Common Shares | SSaleDisposed | −49,816 | $17.89F2 | −$891,208.24 | 1,359,290 | Direct | |
| Sep 3, 2021 | Common Shares | MOption exerciseAcquired | +8,867 | $11.22 | +$99,487.74 | 1,368,157 | Direct | |
| Sep 3, 2021 | Common Shares | SSaleDisposed | −8,867 | $17.81F3 | −$157,921.27 | 1,359,290 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Shares | MOption exerciseDisposed | −49,816 | $0.00 | $0 | 223,422 | Direct | |
| Sep 3, 2021 | Common Shares | MOption exerciseDisposed | −8,867 | $0.00 | $0 | 214,555 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in column 4 reflects the weighted average price of 49,816 common shares sold in multiple transactions on September 2, 2021 with sale prices ranging from $17.80 to $17.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price in column 4 reflects the weighted average price of 8,867 common shares sold in multiple transactions on September 3, 2021 with sale prices ranging from $17.80 to $17.85 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.