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Ausher Jason R's Form 4 filing

Primo Water Corp (PRMW) · filed Sep 7, 2021

Accession no.
0001209191-21-055017
Filed
Sep 7, 2021
Trade date
Sep 2, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $219.4K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ausher Jason RCIK 0001359955Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 2, 2021Common SharesMOption exerciseAcquired+6,977$9.25+$64,537.2543,534Direct
Sep 2, 2021Common SharesSSaleDisposed−6,977$17.95−$125,237.1536,557Direct
Sep 2, 2021Common SharesMOption exerciseAcquired+5,245$10.40+$54,54841,802Direct
Sep 2, 2021Common SharesSSaleDisposed−5,245$17.96F2−$94,200.236,557Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 2, 2021Common SharesMOption exerciseDisposed−6,977$0.00$00Direct
Sep 2, 2021Common SharesMOption exerciseDisposed−5,245$0.00$014,453Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price in column 4 reflects the weighted average price of 5,245 common shares sold in multiple transactions on September 2, 2021 with sale prices ranging from $17.95 to $17.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)