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Ta Associates, L.P.'s Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Sep 7, 2021

Accession no.
0001209191-21-054990
Filed
Sep 7, 2021, 4:37 PM ET
Trade date
Sep 2, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $65.5M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ta Associates, L.P.CIK 0001034569Director, 10% Owner
TA Atlantic & Pacific VII-A L.P.CIK 0001548681Director, 10% Owner
Ta Investors IV, L.P.CIK 0001578035Director, 10% Owner
Ta XI Do Aiv, L.P.CIK 0001609536Director, 10% Owner
TA XI DO Feeder, L.P.CIK 0001609539Director, 10% Owner
Ta SDF III Do Aiv, L.P.CIK 0001609553Director, 10% Owner
TA SDF III DO Feeder, L.P.CIK 0001609557Director, 10% Owner
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579Director, 10% Owner
Ta SDF III Do Aiv II, L.P.CIK 0001812605Director, 10% Owner
Ta XI Do Aiv II, L.P.CIK 0001812606Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 2, 2021Class A Common StockCConversionAcquired+532,375–F1–532,375IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+13,744–F1–13,744IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+91,941–F1–91,941IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+19,773–F1–19,773IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+657–F1–657IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+34,815–F1–34,815IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+31,235–F1–31,235IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+2,626–F10–2,626IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+139,258–F10–139,258IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionAcquired+124,938–F10–124,938IndirectDuplicate filing
Sep 2, 2021Class A Common StockSSaleDisposed−532,375$66.03F15−$35,152,880.960Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−13,744$66.03F15−$907,520.440Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−91,941$66.03F15−$6,070,891.810Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−19,773$66.03F15−$1,305,617.120Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−657$66.03F15−$43,381.910Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−34,815$66.03F15−$2,298,844.890Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−31,235$66.03F15−$2,062,456.420Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−2,626$66.03F15−$173,395.570Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−139,258$66.03F15−$9,195,247.520Indirect
Sep 2, 2021Class A Common StockSSaleDisposed−124,938$66.03F15−$8,249,693.620Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 2, 2021Class A Common StockCConversionDisposed−532,375$0.00$032,605,288IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−13,744$0.00$0841,717IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−91,941$0.00$05,630,901IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−19,773$0.00$01,210,945IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−657$0.00$041,392IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−34,815$0.00$02,194,550IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−31,235$0.00$01,970,841IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−2,626$0.00$0160,830IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−139,258$0.00$08,528,852IndirectDuplicate filing
Sep 2, 2021Class A Common StockCConversionDisposed−124,938$0.00$07,651,841IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $66.93. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)