Ta Associates, L.P.'s Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Sep 7, 2021
- Accession no.
- 0001209191-21-054985
- Filed
- Sep 7, 2021, 4:36 PM ET
- Trade date
- Sep 2, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $64.7M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ta Associates, L.P.CIK 0001034569 | Director, 10% Owner |
| TA Atlantic & Pacific VII-A L.P.CIK 0001548681 | Director, 10% Owner |
| Ta Investors IV, L.P.CIK 0001578035 | Director, 10% Owner |
| Ta XI Do Aiv, L.P.CIK 0001609536 | Director, 10% Owner |
| TA XI DO Feeder, L.P.CIK 0001609539 | Director, 10% Owner |
| Ta SDF III Do Aiv, L.P.CIK 0001609553 | Director, 10% Owner |
| TA SDF III DO Feeder, L.P.CIK 0001609557 | Director, 10% Owner |
| TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579 | Director, 10% Owner |
| Ta SDF III Do Aiv II, L.P.CIK 0001812605 | Director, 10% Owner |
| Ta XI Do Aiv II, L.P.CIK 0001812606 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +560,127 | –F1 | – | 560,127 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +14,460 | –F1 | – | 14,460 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +96,734 | –F1 | – | 96,734 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +20,803 | –F1 | – | 20,803 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +691 | –F1 | – | 691 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +36,629 | –F1 | – | 36,629 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +32,863 | –F1 | – | 32,863 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +2,763 | –F10 | – | 2,763 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +146,518 | –F10 | – | 146,518 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +131,451 | –F10 | – | 131,451 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −560,127 | $62.00 | −$34,727,874 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −14,460 | $62.00 | −$896,520 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −96,734 | $62.00 | −$5,997,508 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −20,803 | $62.00 | −$1,289,786 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −691 | $62.00 | −$42,842 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −36,629 | $62.00 | −$2,270,998 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −32,863 | $62.00 | −$2,037,506 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −2,763 | $62.00 | −$171,306 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −146,518 | $62.00 | −$9,084,116 | 0 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −131,451 | $62.00 | −$8,149,962 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −560,127 | $0.00 | $0 | 33,137,663 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −14,460 | $0.00 | $0 | 855,461 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −96,734 | $0.00 | $0 | 5,722,842 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −20,803 | $0.00 | $0 | 1,230,718 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −691 | $0.00 | $0 | 42,049 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −36,629 | $0.00 | $0 | 2,229,365 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −32,863 | $0.00 | $0 | 2,002,076 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −2,763 | $0.00 | $0 | 163,456 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −146,518 | $0.00 | $0 | 8,668,110 | Indirect | Duplicate filing |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −131,451 | $0.00 | $0 | 7,776,779 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
Referenced by the price of 7 transactions in Table I.
- F10
Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
Referenced by the price of 3 transactions in Table I.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.