Mehnert Dana A's Form 4/A amendment
AmendedL3HARRIS Technologies, Inc. (LHX) · filed Sep 3, 2021
- Accession no.
- 0001209191-21-054908
- Filed
- Sep 3, 2021
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 6, 2021
This filing lists no transactions. It carries over 6 transactions from the original filing that it did not restate. Open-market sales total $13.9M.
This amendment restates part of 0001209191-21-050262 (filed Aug 6, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mehnert Dana ACIK 0001439291 | Officer (Pres., Communication Systems) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-21-050262 (filed Aug 6, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock Par Value $1.00 | SSaleDisposed | −8,803 | $230.91F1 | −$2,032,700.73 | 21,297 | Indirect | |
| Aug 5, 2021 | Common Stock Par Value $1.00 | SSaleDisposed | −19,034 | $231.65F2 | −$4,409,226.1 | 2,263 | Indirect | |
| Aug 5, 2021 | Common Stock Par Value $1.00 | SSaleDisposed | −2,263 | $232.33F3 | −$525,762.79 | 0 | Indirect | |
| Aug 5, 2021 | Common Stock Par Value $1.00 | SSaleDisposed | −8,891 | $230.91F1 | −$2,053,020.81 | 21,209 | Indirect | |
| Aug 5, 2021 | Common Stock Par Value $1.00 | SSaleDisposed | −19,019 | $231.65F2 | −$4,405,751.35 | 2,190 | Indirect | |
| Aug 5, 2021 | Common Stock Par Value $1.00 | SSaleDisposed | −2,190 | $232.33F4 | −$508,802.7 | 0 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Reflects weighted average sale price (prices actually received ranged from $230.25 to $231.23). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 2 transactions in Table I.
- F2
Reflects weighted average sale price (prices actually received ranged from $231.24 to $232.23). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 2 transactions in Table I.
- F3
Reflects weighted average sale price (prices actually received ranged from $232.27 to $232.41). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects weighted average sale price (prices actually received ranged from $232.25 to $232.41). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Amendment of the 5,069.04 shares of Issuer's common stock reflected in original Form 4 filed on 08/06/2021 to include 11,753 shares of Issuer's common stock acquired from December 2011 through March 2021 pursuant to a broker-administered dividend reinvestment arrangement in transactions exempt under Rule 16a-11.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney