Crockett Todd's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Sep 3, 2021
- Accession no.
- 0001209191-21-054739
- Filed
- Sep 3, 2021
- Trade date
- Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $7.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crockett ToddCIK 0001356054 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +64,029 | –F1 | – | 64,029 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +1,653 | –F1 | – | 1,653 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +11,058 | –F1 | – | 11,058 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +2,378 | –F1 | – | 2,378 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +79 | –F1 | – | 79 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +4,187 | –F1 | – | 4,187 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +3,757 | –F1 | – | 3,757 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +316 | –F10 | – | 316 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +16,749 | –F10 | – | 16,749 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionAcquired | +15,027 | –F10 | – | 15,027 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −64,029 | $65.04F15 | −$4,164,446.16 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −1,653 | $65.04F15 | −$107,511.12 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −11,058 | $65.04F15 | −$719,212.32 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −2,378 | $65.04F15 | −$154,665.12 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −79 | $65.04F15 | −$5,138.16 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −4,187 | $65.04F15 | −$272,322.48 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −3,757 | $65.04F15 | −$244,355.28 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −316 | $65.04F15 | −$20,552.64 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −16,749 | $65.04F15 | −$1,089,354.96 | 0 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −15,027 | $65.04F15 | −$977,356.08 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −64,029 | $0.00 | $0 | 33,697,790 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −1,653 | $0.00 | $0 | 869,921 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −11,058 | $0.00 | $0 | 5,819,576 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −2,378 | $0.00 | $0 | 1,251,521 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −79 | $0.00 | $0 | 42,740 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −4,187 | $0.00 | $0 | 2,265,994 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −3,757 | $0.00 | $0 | 2,034,939 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −316 | $0.00 | $0 | 166,219 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −16,749 | $0.00 | $0 | 8,814,628 | Indirect | Duplicate filing |
| Sep 1, 2021 | Class A Common Stock | CConversionDisposed | −15,027 | $0.00 | $0 | 7,908,230 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
Referenced by the price of 7 transactions in Table I.
- F10
Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
Referenced by the price of 3 transactions in Table I.
- F15
Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.19. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.
Referenced by the price of 10 transactions in Table I.