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Ta Associates, L.P.'s Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Sep 3, 2021

Accession no.
0001209191-21-054736
Filed
Sep 3, 2021, 4:06 PM ET
Trade date
Sep 1, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $7.75M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ta Associates, L.P.CIK 0001034569Director, 10% Owner
TA Atlantic & Pacific VII-A L.P.CIK 0001548681Director, 10% Owner
Ta Investors IV, L.P.CIK 0001578035Director, 10% Owner
Ta XI Do Aiv, L.P.CIK 0001609536Director, 10% Owner
TA XI DO Feeder, L.P.CIK 0001609539Director, 10% Owner
Ta SDF III Do Aiv, L.P.CIK 0001609553Director, 10% Owner
TA SDF III DO Feeder, L.P.CIK 0001609557Director, 10% Owner
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579Director, 10% Owner
Ta SDF III Do Aiv II, L.P.CIK 0001812605Director, 10% Owner
Ta XI Do Aiv II, L.P.CIK 0001812606Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2021Class A Common StockCConversionAcquired+64,029–F1–64,029IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+1,653–F1–1,653IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+11,058–F1–11,058IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+2,378–F1–2,378IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+79–F1–79IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+4,187–F1–4,187IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+3,757–F1–3,757IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+316–F10–316IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+16,749–F10–16,749IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionAcquired+15,027–F10–15,027IndirectDuplicate filing
Sep 1, 2021Class A Common StockSSaleDisposed−64,029$65.04F15−$4,164,126.020Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−1,653$65.04F15−$107,502.860Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−11,058$65.04F15−$719,157.030Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−2,378$65.04F15−$154,653.230Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−79$65.04F15−$5,137.770Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−4,187$65.04F15−$272,301.550Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−3,757$65.04F15−$244,336.50Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−316$65.04F15−$20,551.060Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−16,749$65.04F15−$1,089,271.220Indirect
Sep 1, 2021Class A Common StockSSaleDisposed−15,027$65.04F15−$977,280.950Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2021Class A Common StockCConversionDisposed−64,029$0.00$033,697,790IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−1,653$0.00$0869,921IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−11,058$0.00$05,819,576IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−2,378$0.00$01,251,521IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−79$0.00$042,740IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−4,187$0.00$02,265,994IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−3,757$0.00$02,034,939IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−316$0.00$0166,219IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−16,749$0.00$08,814,628IndirectDuplicate filing
Sep 1, 2021Class A Common StockCConversionDisposed−15,027$0.00$07,908,230IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.19. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)