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Crockett Todd's Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Sep 2, 2021

Accession no.
0001209191-21-054488
Filed
Sep 2, 2021
Trade date
Aug 31, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $42.6M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crockett ToddCIK 0001356054Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2021Class A Common StockCConversionAcquired+350,568–F1–350,568IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+9,050–F1–9,050IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+60,543–F1–60,543IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+13,020–F1–13,020IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+433–F1–433IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+22,926–F1–22,926IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+20,568–F1–20,568IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+1,730–F10–1,730IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+91,701–F10–91,701IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionAcquired+82,271–F10–82,271IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−350,568$65.21F15−$22,860,539.280IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−9,050$65.21F15−$590,150.50IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−60,543$65.21F15−$3,948,009.030IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−13,020$65.21F15−$849,034.20IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−433$65.21F15−$28,235.930IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−22,926$65.21F15−$1,495,004.460IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−20,568$65.21F15−$1,341,239.280IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−1,730$65.21F15−$112,813.30IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−91,701$65.21F15−$5,979,822.210IndirectDuplicate filing
Aug 31, 2021Class A Common StockSSaleDisposed−82,271$65.21F15−$5,364,891.910IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 31, 2021Class A Common StockCConversionDisposed−350,568$0.00$033,761,819IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−9,050$0.00$0871,574IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−60,543$0.00$05,830,634IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−13,020$0.00$01,253,899IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−433$0.00$042,819IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−22,926$0.00$02,270,181IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−20,568$0.00$02,038,696IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−1,730$0.00$0166,535IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−91,701$0.00$08,831,377IndirectDuplicate filing
Aug 31, 2021Class A Common StockCConversionDisposed−82,271$0.00$07,923,257IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.73. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)