Koss Michael J's Form 4 filing
Koss Corp (KOSS) · filed Sep 2, 2021
- Accession no.
- 0001209191-21-054415
- Filed
- Sep 2, 2021
- Trade date
- Aug 31-Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $185.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koss Michael JCIK 0001190293 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +9,220 | $1.95 | +$17,979 | 784,127 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −9,220 | $18.51 | −$170,662.2 | 774,907 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +780 | $1.95 | +$1,521 | 775,687 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −780 | $18.75 | −$14,625 | 774,907 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −9,220 | $0.00 | $0 | 9,280 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −780 | $0.00 | $0 | 8,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.