Berding John B's Form 4 filing
American Financial Group Inc (AFG) · filed Sep 1, 2021
- Accession no.
- 0001209191-21-054264
- Filed
- Sep 1, 2021
- Trade date
- Aug 30-31, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berding John BCIK 0001196316 | Director, Officer (President of Subsidiary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +2,728 | $30.01 | +$81,867.28 | 38,380 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −2,728 | $137.25 | −$374,418 | 35,652 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +12,272 | $42.44 | +$520,823.68 | 47,924 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −12,272 | $137.00 | −$1,681,264 | 35,652 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −5,000 | $137.86 | −$689,300 | 1,899 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −2,728 | $0.00 | $0 | 0 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −12,272 | $0.00 | $0 | 15,957 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.