Tang Eva G's Form 4 filing
American States Water Co (AWR) · filed Sep 1, 2021
- Accession no.
- 0001209191-21-054203
- Filed
- Sep 1, 2021
- Trade date
- Mar 4, 2020-Aug 31, 2021
- Filing delay
- 546 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $46.0K. It was filed 546 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tang Eva GCIK 0001192741 | Officer (Sr. Vice President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2020 | Common Shares | AGrant or awardAcquired | +11.23 | $0.00 | $0 | 35,956.93 | Direct | |
| Jun 2, 2021 | Common Shares | AGrant or awardAcquired | +7.9 | $78.85 | +$622.92 | 35,964.83 | Direct | |
| Jun 4, 2021 | Common Shares | AGrant or awardAcquired | +24.14 | $0.00 | $0 | 35,988.97 | Direct | |
| Aug 31, 2021 | Common Shares | SSaleDisposed | −500 | $91.91 | −$45,955 | 35,488.97 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.