Fowden Jeremy S G's Form 4 filing
Primo Water Corp (PRMW) · filed Aug 31, 2021
- Accession no.
- 0001209191-21-054114
- Filed
- Aug 31, 2021
- Trade date
- Aug 27-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $902.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fowden Jeremy S GCIK 0001287961 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Shares | MOption exerciseAcquired | +13,710 | $11.22 | +$153,826.2 | 1,373,000 | Direct | |
| Aug 27, 2021 | Common Shares | SSaleDisposed | −13,710 | $17.71F2 | −$242,804.1 | 1,359,290 | Direct | |
| Aug 30, 2021 | Common Shares | MOption exerciseAcquired | +37,090 | $11.22 | +$416,149.8 | 1,396,380 | Direct | |
| Aug 30, 2021 | Common Shares | SSaleDisposed | −37,090 | $17.78F3 | −$659,460.2 | 1,359,290 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Shares | MOption exerciseDisposed | −13,710 | $0.00 | $0 | 404,256 | Direct | |
| Aug 30, 2021 | Common Shares | MOption exerciseDisposed | −37,090 | $0.00 | $0 | 367,166 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in column 4 reflects the weighted average price of 13,710 common shares sold in multiple transactions on August 27, 2021 with sale prices ranging from $17.70 to $17.73 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price in column 4 reflects the weighted average price of 37,090 common shares sold in multiple transactions on August 30, 2021 with sale prices ranging from $17.70 to $17.82 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.