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Ta Associates, L.P.'s Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Aug 31, 2021

Accession no.
0001209191-21-054078
Filed
Aug 31, 2021, 4:25 PM ET
Trade date
Aug 27, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $19.8M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ta Associates, L.P.CIK 0001034569Director, 10% Owner
TA Atlantic & Pacific VII-A L.P.CIK 0001548681Director, 10% Owner
Ta Investors IV, L.P.CIK 0001578035Director, 10% Owner
Ta XI Do Aiv, L.P.CIK 0001609536Director, 10% Owner
TA XI DO Feeder, L.P.CIK 0001609539Director, 10% Owner
Ta SDF III Do Aiv, L.P.CIK 0001609553Director, 10% Owner
TA SDF III DO Feeder, L.P.CIK 0001609557Director, 10% Owner
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579Director, 10% Owner
Ta SDF III Do Aiv II, L.P.CIK 0001812605Director, 10% Owner
Ta XI Do Aiv II, L.P.CIK 0001812606Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 27, 2021Class A Common StockCConversionAcquired+169,154–F1–169,154IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+4,363–F1–4,363IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+29,211–F1–29,211IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+6,280–F1–6,280IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+205–F1–205IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+11,060–F1–11,060IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+9,921–F1–9,921IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+832–F10–832IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+44,244–F10–44,244IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionAcquired+39,696–F10–39,696IndirectDuplicate filing
Aug 27, 2021Class A Common StockSSaleDisposed−169,154$62.86F15−$10,632,817.460Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−4,363$62.86F15−$274,252.940Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−29,211$62.86F15−$1,836,168.410Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−6,280$62.86F15−$394,753.260Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−205$62.86F15−$12,886.050Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−11,060$62.86F15−$695,218.330Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−9,921$62.86F15−$623,622.150Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−832$62.86F15−$52,298.520Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−44,244$62.86F15−$2,781,124.750Indirect
Aug 27, 2021Class A Common StockSSaleDisposed−39,696$62.86F15−$2,495,242.920Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 27, 2021Class A Common StockCConversionDisposed−169,154$0.00$034,255,508IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−4,363$0.00$0884,319IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−29,211$0.00$05,915,894IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−6,280$0.00$01,272,235IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−205$0.00$043,429IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−11,060$0.00$02,302,467IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−9,921$0.00$02,067,661IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−832$0.00$0168,971IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−44,244$0.00$08,960,516IndirectDuplicate filing
Aug 27, 2021Class A Common StockCConversionDisposed−39,696$0.00$08,039,115IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $62.50 to $63.39. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)